Do financial advisors need licenses to sell investments?

Dear Questioner,

Yes, all financial advisors need relevant commercial licenses to provide services.

Dear Client,

Thanks for your question! I hope you are doing well. I will assist you in this matter.

In the UAE, financial advisors typically need to be licensed by regulatory authorities like the SCA or DFSA to offer investment services.

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ABDUL WAHIED

Dear Questioner,

Yes, if he is working in a firm, then the firm will have some license.

Or if he is independent, he needs some other kind of requirements.

Dear Questioner,

Yes, and if he doesn't have it, he's a fraud.